1

Introduction Call

15 – 30 minutes · Free, no obligation

This is a casual phone or video call where we get to know each other. You share a bit about your situation, goals, and any concerns. I explain how Summit works and what the process looks like. You ask any questions you have.

There's no pressure and no sales pitch — just a straightforward conversation to see if we're a good fit for each other.

2

Discovery Meeting

60 – 90 minutes · In person or virtual

This is where we take a deep dive into your complete financial picture. We'll gather and review key information — income, expenses, assets, debts, insurance coverage, estate documents, and tax returns.

We'll discuss your goals in detail — retirement timeline, travel plans, legacy wishes, education funding, and anything else that matters to you. We'll also talk about your risk tolerance and investment experience so I can understand what kind of approach will work best.

3

Financial Plan & Investment Proposal

Personalized to your goals

Using everything we discussed, I build a personalized financial plan and an investment strategy tailored to your goals, timeline, and risk tolerance. The plan incorporates tax-efficient strategies — Roth conversions, tax-loss harvesting, and withdrawal ordering — designed to help you keep more of what you earn.

If applicable, we'll also look at Social Security optimization to maximize your benefits. We review the plan together, discuss any questions, and refine it until it feels right.

4

Implementation

Putting your plan into action

We open accounts at Charles Schwab or transfer your existing accounts via ACAT — a standard process that typically takes one to two weeks. I handle the paperwork and coordination to make it as smooth as possible.

We deploy your investment strategy and set up any needed account structures — joint accounts, IRAs, Roth IRAs, trust accounts, and more. If it would benefit your plan, I coordinate with your CPA or estate attorney to make sure everything is aligned.

5

Ongoing Partnership

For as long as you need

This isn't a set-it-and-forget-it arrangement. We meet regularly — at least semi-annually, more often if needed — to review your progress and make sure your plan stays on track. Your portfolio is continuously monitored and rebalanced, and I look for tax-loss harvesting opportunities throughout the year.

Life changes? We adjust the plan. New job, retirement, inheritance, health changes — whatever comes up, we address it together. You always work directly with Michael — no call centers, no getting shuffled around. I'm available by phone or email anytime.

What to Bring to the Discovery Meeting

Having these documents handy helps us make the most of our time together. Don't worry if you don't have everything — we'll work with what you have.

Recent tax returns (1–2 years)
Account statements (401k, IRA, brokerage, savings)
Social Security statements
Pension or annuity documents
Insurance policies (life, disability, long-term care)
Estate documents (will, trust, POA)
Monthly budget or expense summary (if available)
A list of your financial goals and concerns

Ready to Take the First Step?

Schedule a free, no-obligation introduction call and let's see if we're a good fit.

Get in Touch